作者/来源:新新源移民/newnewland   发表时间:2015-07-03 12:37:24


1114 Other financial officers



This unit group includes professional occupations in finance not elsewhereclassified such as financial planners, financial examiners and inspectors,financial investigators, financial underwriters, mortgage brokers and trustofficers. They are employed by banks, trust companies, investment firms andgovernments, or they may be self-employed.










creditagency inspector—信贷机构检察官

creditunions examiner—信贷社检查官


estateand trust administrator—财产和信托管理员


estimatesand programs controller—概算和项目控制员

examiner,credit unions—信贷社检查官

examiner,financial institutions—财务机构检查官


financeand credit administrator – international banking—财务和信贷管理官(国际银行业务)

financialinstitutions examiner—金融机构检查官

financialinstitutions inspector—金融机构检查官


financialmanagement officer—财务管理官

financialmanagement officer – pension plan analysis--财务管理官(养老金计划分析)

financialmanagement officer – program budgeting--财务管理官(项目预算)


financialplanner – personal finances—财务规划师(个人理财)

financialservices consultant—财务服务顾问


foreigninterbanking arrangements officer—外国银行管理官


inspector,credit agency—检查官(信贷机构)

inspector,financial institutions—检查官(金融机构)

interbankingarrangements officer—银行协调官

investmentadvisor – personal finances—投资顾问(个人理财)

investmentcounsellor – personal finances--投资顾问(个人理财)

lendingsolutions manager—借贷经理



personalfinancial planner—个人理财规划师

personaltrust officer—个人信托官

securitiesanalyst – personal finances—证券分析师(个人理财)






岗位职责--Main duties—新新源移民








The following is a summary of main duties for some occupations in this unitgroup:

  • Financial     planners develop personal financial plans for clients covering cash     management, finances, insurance coverage, investments, retirement and     estate planning, taxes and legal matters; analyze clients' financial     records, set goals and develop a financial strategy; advise clients on     implementing the financial plan to help them achieve their goals; may also     arrange for the purchase and sale of financial products and investments     depending on the licence held, and monitor the portfolio to ensure its     quality and profitability; and help to expand business and attract new     clients.

  • Financial     examiners and inspectors review and examine banks, trust companies, credit     unions, caisses populaires, credit companies, real estate companies,     insurance companies, pension funds, securities brokers and other financial     services and institutions to ensure compliance with governing legislation     and regulations.

  • Financial     investigators investigate possible unethical conduct or breaches of     securities or commodity futures laws by persons or companies that trade in     securities and commodity futures or that provide related financial     services.

  • Financial     underwriters underwrite new issues of stocks and bonds, negotiate with     corporations and governments to determine the type and terms of new     securities issued and prepare offering prospectuses.

  • Trust     officers administer estate, personal, charitable, corporate and other     types of trusts, direct trust account investments, receive and record     investment income and disburse trust funds.

  • Mortgage     brokers meet with clients to obtain information about income, liabilities     and assets, and type, price and condition of property to be mortgaged, and     negotiate mortgage loans with lenders or lending institutions on behalf of     clients.

雇佣要求--Employment requirements—新新源移民

  • A bachelor's     degree in business administration, commerce, economics or a related field     is usually required.

  • Various     training programs and courses are offered by financial institutes and     organizations, such as the Canadian Securities Institute, Institute of     Canadian Bankers, Institute of Chartered Financial Analysts, Investment     Funds Institute, Canadian Institute of Financial Planning, and Trust     Companies Institute of Canada, and may be required by employers.

  • The     designation Personal Financial Planner, awarded by the Financial Planners     Standards Council of Canada, may be required.

  • Financial     planners who sell regulated financial products and investments, such as     annuities, RRSPs and life insurance, are required to be licensed by the     appropriate governing body.

  • Financial     examiners and inspectors may require a recognized accounting designation.

  • Mortgage     brokers require a real estate licence in Quebec and a mortgage broker     licence in Newfoundland and Labrador, Nova Scotia, Ontario, Manitoba,     Saskatchewan, Alberta and British Columbia.

Additional information

  • Progression     to financial management positions is possible with experience.

  • While these     kinds of positions require a high degree of training and qualifications,     persons who occupy them must continually update their skills and pursue     professional development.

其他分类--Classified elsewhere—新新源移民

  • Economic development officers (in 4163 Business     development officers and marketing researchers and consultants     ) –经济开发主任(商业开发主任/市场研究员和顾问)

  • Economists (in 4162 Economists     and economic policy researchers and analysts ) --经济学家(经济学家和经济政策研究分析)

  • Financial and investment analysts (1112) --财务和投资分析师

  • Managers in financial and business services (012) --金融和商业服务经理

  • Securities agents, investment dealers and brokers (1113) --证券代理人、投资交易员和经纪人

Classification Structure - 1